National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-77480 | SEC Issue Date:Mar 30, 2016 | File Number:SR-BATS-2016-03 | SRO Organization:BATS Exchange (BATS) |
Details: Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To List and Trade Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust See Also - Rel. No. 34-77086 |
| Release Number:34-77476 | SEC Issue Date:Mar 30, 2016 | File Number:SR-BATS-2016-17 | SRO Organization:BATS Exchange (BATS) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS' Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering See Also - Rel. No. 34-77222 |
| Release Number:34-77464 | SEC Issue Date:Mar 29, 2016 | File Number:SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
| Release Number:34-77451 | SEC Issue Date:Mar 25, 2016 | File Number:SR-BATS-2016-04 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR DoubleLine Short Duration Total Return Tactical ETF See Also - Rel. No. 34-77078, Rel. No. 34-77499 |
| Release Number:34-77379 | SEC Issue Date:Mar 16, 2016 | File Number:SR-BATS-2016-16 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pointbreak Diversified Commodity Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-78104, Rel. No. 34-77770 |
| Release Number:34-77333 | SEC Issue Date:Mar 9, 2016 | File Number:SR-BATS-2016-02 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust See Also - Rel. No. 34-76954 |
| Release Number:34-77330 | SEC Issue Date:Mar 9, 2016 | File Number:SR-BATS-2016-26 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-77310 | SEC Issue Date:Mar 7, 2016 | File Number:SR-BATS-2016-27 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b), Compliance With Data Collection Requirements, Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-77307 | SEC Issue Date:Mar 7, 2016 | File Number:SR-BATS-2016-25 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E |
| Release Number:34-77291 | SEC Issue Date:Mar 3, 2016 | File Number:SR-BATS-2015-108 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change To Adopt BATS Rule 11.27(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Rel. No. 34-76552, Rel. No. 34-76945, Exemptive Letter |