National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-77287 | SEC Issue Date:Mar 3, 2016 | File Number:SR-BATS-2015-124 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to BATS Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAXX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust See Also - Rel. No. 34-76884, Rel. No. 34-77620 |
| Release Number:34-77284 | SEC Issue Date:Mar 3, 2016 | File Number:SR-BATS-2016-24 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities See Also - Exhibit 5 |
| Release Number:34-77256 | SEC Issue Date:Mar 1, 2016 | File Number:SR-BATS-2016-23 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-77222 | SEC Issue Date:Feb 24, 2016 | File Number:SR-BATS-2016-17 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering See Also - Exhibit 5, Rel. No. 34-77480 |
| Release Number:34-77209 | SEC Issue Date:Feb 23, 2016 | File Number:SR-BATS-2015-94 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77567, Rel. No. 34-76862 |
| Release Number:34-77214 | SEC Issue Date:Feb 23, 2016 | File Number:SR-BATS-2016-14 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Exhibit 5, Rel. No. 34-77611 |
| Release Number:34-77202 | SEC Issue Date:Feb 22, 2016 | File Number:SR-BATS-2015-100 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Amendments No. 1, No. 3, and No. 4 to, and Order Instituting Proceedings to Determine Whether To Approve or Disapprove, a Proposed Rule Change, as Modified by Amendments No. 1, No. 3, and No. 4, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Exhibit 5, Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-76820, 34-76478 |
| Release Number:34-77188 | SEC Issue Date:Feb 19, 2016 | File Number:SR-BATS-2016-18 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, To Amend the Operation of Non-Displayed Orders and Reserve Orders View Received Comments See Also - Exhibit 5 |
| Release Number:34-77182 | SEC Issue Date:Feb 19, 2016 | File Number:SR-BATS-2016-08 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan See Also - Exhibit 5 |
| Release Number:34-77171 | SEC Issue Date:Feb 18, 2016 | File Number:SR-BATS-2015-101 | SRO Organization:BATS Exchange (BATS) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity See Also - Rel. No. 34-76841, Rel. No. 34-76470 |