National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-77159 | SEC Issue Date:Feb 17, 2016 | File Number:SR-BATS-2015-105 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - Rel. No. 34-77487, Rel. No. 34-76776 |
| Release Number:34-77155 | SEC Issue Date:Feb 17, 2016 | File Number:SR-BATS-2016-10 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |
| Release Number:34-77105 | SEC Issue Date:Feb 10, 2016 | File Number:SR-BATS-2015-102 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot See Also - Rel. No. 34-76891, Rel. No. 34-76524, Exemptive Letter |
| Release Number:34-77090 | SEC Issue Date:Feb 9, 2016 | File Number:SR-BATS-2016-06 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform See Also - Exhibit 5 |
| Release Number:34-77086 | SEC Issue Date:Feb 9, 2016 | File Number:SR-BATS-2016-03 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - 34-77476 |
| Release Number:34-77078 | SEC Issue Date:Feb 8, 2016 | File Number:SR-BATS-2016-04 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77451, Rel. No. 34-77499, Rel. No. 34-77078 |
| Release Number:34-77069 | SEC Issue Date:Feb 5, 2016 | File Number:SR-BATS-2016-07 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XXI of BZX Options To Further Align the Rules With Those of EDGX Options See Also - Exhibit 5 |
| Release Number:34-77065 | SEC Issue Date:Feb 5, 2016 | File Number:SR-BATS-2016-15 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-77033 | SEC Issue Date:Feb 2, 2016 | File Number:SR-BATS-2016-12 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| Release Number:34-76954 | SEC Issue Date:Jan 21, 2016 | File Number:SR-BATS-2016-02 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, to List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust See Also - Rel. No. 34-77333 |