National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-58871 | SEC Issue Date:Oct 28, 2008 | File Number:SR-BATS-2008-009 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange |
| Release Number:34-58776 | SEC Issue Date:Oct 14, 2008 | File Number:SR-BATS-2008-007 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" |
| Release Number:34-58644 | SEC Issue Date:Sep 25, 2008 | File Number:SR-BATS-2008-005 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader" |
| Release Number:34-58623 | SEC Issue Date:Sep 23, 2008 | File Number:SR-BATS-2008-004 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges |
| Release Number:34-58546 | SEC Issue Date:Sep 15, 2008 | File Number:SR-BATS-2008-003 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.5, Entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Destination Specific Order |
| Release Number:34-58521 | SEC Issue Date:Sep 11, 2008 | File Number:SR-BATS-2008-002 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.5, entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Directed Intermarket Sweep Order |