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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-76320 SEC Issue Date:Oct 30, 2015 File Number:SR-BATS-2015-92 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 21.2, 21.6, and 21.7, as They Relate to Order Acceptance Time
See Also - Exhibit 5
Release Number:34-76293 SEC Issue Date:Oct 28, 2015 File Number:SR-BATS-2015-96 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc.'s Supplemental Competitive Liquidity Provider Program
See Also - Exhibit 5
Release Number:34-76231 SEC Issue Date:Oct 22, 2015 File Number:SR-BATS-2015-91 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors
See Also - Exhibit 5
Release Number:34-76204 SEC Issue Date:Oct 21, 2015 File Number:SR-BATS-2015-69 SRO Organization:BATS Exchange (BATS) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1)
See Also - Rel. No. 34-75832
Release Number:34-76205 SEC Issue Date:Oct 21, 2015 File Number:SR-BATS-2015-90 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program
See Also - Exhibit 5
Release Number:34-76197 SEC Issue Date:Oct 20, 2015 File Number:SR-BATS-2015-87 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing
See Also - Exhibit 5
Release Number:34-76162 SEC Issue Date:Oct 15, 2015 File Number:SR-BATS-2015-86 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems
See Also - Exhibit 5
Release Number:34-76158 SEC Issue Date:Oct 15, 2015 File Number:SR-BATS-2015-79 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others"
See Also - Exhibit 5
Release Number:34-76147 SEC Issue Date:Oct 14, 2015 File Number:SR-BATS-2015-89 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
See Also - Exhibit 5
Release Number:34-76130 SEC Issue Date:Oct 13, 2015 File Number:SR-BATS-2015-85 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
See Also - Exhibit 5
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