National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-76120 | SEC Issue Date:Oct 9, 2015 | File Number:SR-BATS-2015-83 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76113 | SEC Issue Date:Oct 8, 2015 | File Number:SR-BATS-2015-80 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76092 | SEC Issue Date:Oct 7, 2015 | File Number:SR-BATS-2015-77 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) |
| Release Number:34-76070 | SEC Issue Date:Oct 5, 2015 | File Number:SR-BATS-2015-82 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76054 | SEC Issue Date:Sep 30, 2015 | File Number:SR-BATS-2015-78 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds See Also - Exhibit 5 |
| Release Number:34-76019 | SEC Issue Date:Sep 29, 2015 | File Number:SR-BATS-2015-56 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. See Also - Rel. No. 34-76394, Rel. No. 34-75664 |
| Release Number:34-76015 | SEC Issue Date:Sep 29, 2015 | File Number:SR-BATS-2015-76 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions |
| Release Number:34-75970 | SEC Issue Date:Sep 23, 2015 | File Number:SR-BATS-2015-57 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. See Also - Rel. No. 34-76393, Rel. No. 34-75693 |
| Release Number:34-75915 | SEC Issue Date:Sep 14, 2015 | File Number:SR-BATS-2015-71 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-75902 | SEC Issue Date:Sep 11, 2015 | File Number:SR-BATS-2015-74 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Adopt a Tape B Volume Tier See Also - Exhibit 5 |