National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-76711 | SEC Issue Date:Dec 21, 2015 | File Number:SR-EDGA-2015-46 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76602 | SEC Issue Date:Dec 9, 2015 | File Number:SR-EDGA-2015-44 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76455 | SEC Issue Date:Nov 17, 2015 | File Number:SR-EDGA-2015-42 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| Release Number:34-76417 | SEC Issue Date:Nov 10, 2015 | File Number:SR-EDGA-2015-43 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-76330 | SEC Issue Date:Nov 3, 2015 | File Number:SR-EDGA-2015-41 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials See Also - Exhibit 5 |
| Release Number:34-76210 | SEC Issue Date:Oct 21, 2015 | File Number:SR-EDGA-2015-36 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Rel. No. 34-75835 |
| Release Number:34-76165 | SEC Issue Date:Oct 15, 2015 | File Number:SR-EDGA-2015-40 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| Release Number:34-76157 | SEC Issue Date:Oct 15, 2015 | File Number:SR-EDGA-2015-39 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient See Also - Exhibit 5 |
| Release Number:34-76093 | SEC Issue Date:Oct 7, 2015 | File Number:SR-EDGA-2015-38 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) |
| Release Number:34-76017 | SEC Issue Date:Sep 29, 2015 | File Number:SR-EDGA-2015-37 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions See Also - Exhibit 5 |