National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-74238 | SEC Issue Date:Feb 10, 2015 | File Number:SR-EDGA-2015-07 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange See Also - Exhibit 5 |
Release Number:34-74237 | SEC Issue Date:Feb 10, 2015 | File Number:SR-EDGA-2015-05 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K See Also - Exhibit 5 |
Release Number:34-74166 | SEC Issue Date:Jan 28, 2015 | File Number:SR-EDGA-2015-04 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule See Also - Exhibit 5 |
Release Number:34-74076 | SEC Issue Date:Jan 15, 2015 | File Number:SR-EDGA-2015-02 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds See Also - Exhibit 5 |
Release Number:34-74028 | SEC Issue Date:Jan 9, 2015 | File Number:SR-EDGA-2015-03 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. See Also - Exhibit 5 |
Release Number:34-74025 | SEC Issue Date:Jan 9, 2015 | File Number:SR-EDGA-2014-36 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
Release Number:34-73990 | SEC Issue Date:Jan 5, 2015 | File Number:SR-EDGA-2014-35 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds See Also - Exhibit 5 |
Release Number:34-73939 | SEC Issue Date:Dec 24, 2014 | File Number:SR-EDGA-2014-34 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." See Also - Exhibit 5 |
Release Number:34-73918 | SEC Issue Date:Dec 23, 2014 | File Number:SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
Release Number:34-73892 | SEC Issue Date:Dec 19, 2014 | File Number:SR-EDGA-2014-33 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C |