National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-73797 | SEC Issue Date:Dec 9, 2014 | File Number:SR-EDGA-2014-32 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73781 | SEC Issue Date:Dec 8, 2014 | File Number:SR-EDGA-2014-31 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73761 | SEC Issue Date:Dec 5, 2014 | File Number:SR-EDGA-2014-29 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc. View Received Comments See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-73759 | SEC Issue Date:Dec 5, 2014 | File Number:SR-EDGA-2014-30 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73746 | SEC Issue Date:Dec 4, 2014 | File Number:SR-EDGA-2014-28 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGA Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC |
| Release Number:34-73596 | SEC Issue Date:Nov 14, 2014 | File Number:SR-EDGA-2014-25 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Exhibit 5, Rel. No. 34-73918 |
| Release Number:34-73592 | SEC Issue Date:Nov 13, 2014 | File Number:SR-EDGA-2014-20 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend EDGA Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions View Received Comments See Also - Rel. No. 34-73217, Rel. No. 34-72812 |
| Release Number:34-73564 | SEC Issue Date:Nov 7, 2014 | File Number:SR-EDGA-2014-26 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73549 | SEC Issue Date:Nov 6, 2014 | File Number:SR-EDGX-2014-19, SR-EDGA-2014-16, SR-BYX-2014-011, SR-BATS-2014-028 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed View Received Comments |
| Release Number:34-73477 | SEC Issue Date:Oct 30, 2014 | File Number:SR-EDGA-2014-24 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability See Also - Exhibit 5 |