National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-73217 | SEC Issue Date:Sep 25, 2014 | File Number:SR-EDGA-2014-20 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions View Received Comments See Also - Rel. No. 34-73592, Rel. No. 34-72812 |
| Release Number:34-73098 | SEC Issue Date:Sep 15, 2014 | File Number:SR-EDGA-2014-16 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-72689 |
| Release Number:34-73006 | SEC Issue Date:Sep 5, 2014 | File Number:SR-EDGA-2014-23 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-72844 | SEC Issue Date:Aug 14, 2014 | File Number:SR-EDGA-2014-22 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-72812 | SEC Issue Date:Aug 11, 2014 | File Number:SR-EDGA-2014-20 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions View Received Comments See Also - Exhibit 5, Rel. No. 34-73592, Rel. No. 34-73217 |
| Release Number:34-72689 | SEC Issue Date:Jul 28, 2014 | File Number:SR-EDGA-2014-16 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73098 |
| Release Number:34-72682 | SEC Issue Date:Jul 28, 2014 | File Number:SR-EDGA-2014-17 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGA Exchange, Inc. View Received Comments |
| Release Number:34-72675 | SEC Issue Date:Jul 25, 2014 | File Number:SR-EDGA-2014-18 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire the EDGE Routed Liquidity Report See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-72533 | SEC Issue Date:Jul 3, 2014 | File Number:SR-EDGA-2014-15 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments To the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-72434 | SEC Issue Date:Jun 19, 2014 | File Number:SR-Phlx-2014-27, SR-NYSEMKT-2014-37, SR-NYSE-2014-22, SR-NSX-2014-08, SR-NASDAQ-2014-044, SR-ISE-2014-25, SR-EDGX-2014-12, SR-EDGA-2014-11, SR-CHX-2014-06, SR-BYX-2014-007, SR-BX-2014-021, SR-BATS-2014-014 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) |
Details: Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions See Also - Rel. No. 34-72057, Rel. No. 34-72044, Rel. No. 34-72045, Rel. No. 34-72046, Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions", Rel. No. 34-72048, Rel. No. 34-72049, Rel. No. 34-72050, Rel. No. 34-72051, Rel. No. 34-72052, Rel. No. 34-72053, Rel. No. 34-72054, Rel. No. 34-72055, Rel. No. 34-72056 |