National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-72375 | SEC Issue Date:Jun 12, 2014 | File Number:SR-EDGA-2014-14 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-72100 | SEC Issue Date:May 6, 2014 | File Number:SR-EDGA-2014-13 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-72089 | SEC Issue Date:May 2, 2014 | File Number:SR-EDGA-2014-12 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5 Regarding the Route Peg Order See Also - Exhibit 5 |
| Release Number:34-72047 | SEC Issue Date:Apr 30, 2014 | File Number:SR-EDGA-2014-11 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of a Proposed Rule Change To Amend Rule 11.13, Entitled "Clearly Erroneous Executions" See Also - Exhibit 5, Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions |
| Release Number:34-72044 | SEC Issue Date:Apr 30, 2014 | File Number:SR-BATS-2014-014 | SRO Organization:BATS Exchange (BATS), EDGA Exchange (EDGA), Financial Industry Regulatory Authority (FINRA), Nasdaq ISE, LLC (ISE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), New York Stock Exchange LLC (NYSE), NYSE Arca (NYSEARCA), NYSE MKT (NYSEMKT), Nasdaq PHLX LLC (Phlx), Chicago Stock Exchange, Inc. (CHX), National Stock Exchange (NSX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), EDGX Exchange (EDGX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" See Also - Exhibit 5 |
| Release Number:34-72001 | SEC Issue Date:Apr 23, 2014 | File Number:SR-EDGA-2014-09 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-71962 | SEC Issue Date:Apr 17, 2014 | File Number:SR-EDGA-2014-10 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its ROOC Routing Option Under EDGA Rule 11.9(b)(2)(n) See Also - Exhibit 5 |
| Release Number:34-71917 | SEC Issue Date:Apr 9, 2014 | File Number:SR-EDGA-2014-08 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-71808 | SEC Issue Date:Mar 26, 2014 | File Number:SR-EDGA-2014-006 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-71811 | SEC Issue Date:Mar 26, 2014 | File Number:SR-EDGA-2014-007 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders See Also - Exhibit 5 |