National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-49066 | SEC Issue Date:Jan 13, 2004 | File Number:SR-BSE-2003-17 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis Until January 31, 2004 See Also - Rel. No. 34-48787 |
| Release Number:34-49065 | SEC Issue Date:Jan 13, 2004 | File Number:SR-BSE-2003-04 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Creation of the Boston Options Exchange Regulation, LLC View Received Comments |
| Release Number:34-48914 | SEC Issue Date:Dec 12, 2003 | File Number:SR-BSE-2003-22 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc. To Establish a General Revenue Sharing Program for Member Firms View Received Comments |
| Release Number:34-48787 | SEC Issue Date:Nov 14, 2003 | File Number:SR-BSE-2003-17 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Fees for the Proposed Boston Options Exchange Facility See Also - Rel. No. 34-49066 |
| Release Number:34-48733 | SEC Issue Date:Oct 31, 2003 | File Number:SR-BSE-2003-16 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans |
| Release Number:34-48650 | SEC Issue Date:Oct 17, 2003 | File Number:SR-BSE-2003-19 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility To Be Operated by the Boston Options Exchange Group LLC View Received Comments See Also - Rel. No. 34-49067 |
| Release Number:34-48355 | SEC Issue Date:Aug 15, 2003 | File Number:SR-BSE-2002-15 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-47186, Amendment No. 3 including trading rules |
| Release Number:34-47186 | SEC Issue Date:Jan 14, 2003 | File Number:SR-BSE-2002-15 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc., Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-48355 |
| Release Number:34-45791 | SEC Issue Date:Apr 19, 2002 | File Number:SR-BSE-2001-08 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc. Relating to Competing Specialists and the Execution of Directed Agency Orders |