National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-71862 | SEC Issue Date:Apr 3, 2014 | File Number:SR-TOPAZ-2013-20 | SRO Organization:Topaz Exchange (Topaz) |
Details: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Rel. Nos. 34-71562, Rel. No. 34-71209 |
| Release Number:34-71586 | SEC Issue Date:Feb 20, 2014 | File Number:SR-Topaz-2014-06 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Topaz Exchange, LLC's Constitution, Certificate of Formation, Limited Liability Company Agreement, Rules and Schedule of Fees To Change the Name of the Exchange to ISE Gemini, LLC See Also - Exhibit 5A-D, and Exhibit 5E |
| Release Number:34-71562 | SEC Issue Date:Feb 18, 2014 | File Number:SR-TOPAZ-2013-20 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Rel. No. 34-71209 |
| Release Number:34-71527 | SEC Issue Date:Feb 12, 2014 | File Number:SR-Topaz-2014-07 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71447 | SEC Issue Date:Jan 30, 2014 | File Number:SR-Topaz-2014-04 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters |
| Release Number:34-71405 | SEC Issue Date:Jan 27, 2014 | File Number:SR-Topaz-2014-05 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections See Also - Exhibit 5 |
| Release Number:34-71388 | SEC Issue Date:Jan 24, 2014 | File Number:SR-Topaz-2014-03 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71296 | SEC Issue Date:Jan 14, 2014 | File Number:SR-Topaz-2014-02 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice See Also - Exhibit 5 |
| Release Number:34-71259 | SEC Issue Date:Jan 8, 2014 | File Number:SR-Topaz-2014-01 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71229 | SEC Issue Date:Jan 2, 2014 | File Number:SR-Topaz-2013-18 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Controversial Changes to Its Rules See Also - Exhibit 5 |