National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-71209 | SEC Issue Date:Dec 31, 2013 | File Number:SR-TOPAZ-2013-20 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing of Proposed Rule Change To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order See Also - Exhibit 5, Rel. Nos. 34-71562, and 34-71862 |
| Release Number:34-71181A | SEC Issue Date:Dec 24, 2013 | File Number:SR-Topaz-2013-19 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To More Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order; Correction |
| Release Number:34-71181 | SEC Issue Date:Dec 24, 2013 | File Number:SR-Topaz-2013-19 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order See Also - Exhibit 5 |
| Release Number:34-71141 | SEC Issue Date:Dec 19, 2013 | File Number:SR-TOPAZ-2013-21 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-71149 | SEC Issue Date:Dec 19, 2013 | File Number:SR-Topaz-2013-16 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71087 | SEC Issue Date:Dec 17, 2013 | File Number:SR-Topaz-2013-17 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Data Offerings |
| Release Number:34-71077 | SEC Issue Date:Dec 13, 2013 | File Number:SR-Topaz-2013-14 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71074 | SEC Issue Date:Dec 13, 2013 | File Number:SR-Topaz-2013-13 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-71054 | SEC Issue Date:Dec 12, 2013 | File Number:SR-Topaz-2013-12 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |
| Release Number:34-70885 | SEC Issue Date:Nov 15, 2013 | File Number:SR-TOPAZ-2013-11 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State See Also - Exhibit 5 |