National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-70830 | SEC Issue Date:Nov 7, 2013 | File Number:SR-TOPAZ-2013-10 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Trading Days and Hours of Business and Trading Halts See Also - Exhibit 5 |
| Release Number:34-70761 | SEC Issue Date:Oct 28, 2013 | File Number:SR-Topaz-2013-09 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-70670 | SEC Issue Date:Oct 11, 2013 | File Number:SR-Topaz-2013-08 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |
| Release Number:34-70643 | SEC Issue Date:Oct 9, 2013 | File Number:SR-Topaz-2013-07 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-70644 | SEC Issue Date:Oct 9, 2013 | File Number:SR-Topaz-2013-06 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters See Also - Exhibit 5 |
| Release Number:34-70636 | SEC Issue Date:Oct 9, 2013 | File Number:SR-Topaz-2013-05 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIM and Penny Pilot Periods See Also - Exhibit 5 |
| Release Number:34-70426 | SEC Issue Date:Sep 17, 2013 | File Number:SR-Topaz-2013-04 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees September 17, 2013. See Also - Exhibit 5 |
| Release Number:34-70296 | SEC Issue Date:Aug 30, 2013 | File Number:SR-Topaz-2013-03 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-70200 | SEC Issue Date:Aug 14, 2013 | File Number:SR-Topaz-2013-01 | SRO Organization:Topaz Exchange (Topaz) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Schedule of Fees See Also - Exhibit 5 |