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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-66599 SEC Issue Date:Mar 14, 2012 File Number:SR-NYSEAmex-2012-17 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Changes Relating to Trading Nasdaq Securities Pursuant to Unlisted Trading Privileges
See Also - Exhibit 5
Release Number:34-66561 SEC Issue Date:Mar 9, 2012 File Number:SR-NYSEAmex-2012-16 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the Per Contract Execution Costs for Certain Participants
See Also - Exhibit 5
Release Number:34-66518 SEC Issue Date:Mar 6, 2012 File Number:SR-NYSEAmex-2012-15 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Amex Options Fee Schedule To Add Fees for Reserve Floor Market Maker Amex Trading Permits
See Also - Exhibit 5
Release Number:34-66482 SEC Issue Date:Feb 28, 2012 File Number:SR-NYSEAMEX-2012-013 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination ("Series 56") Program
Release Number:34-66481 SEC Issue Date:Feb 28, 2012 File Number:SR-NYSEAmex-2012-10 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"
See Also - Exhibit 5, Rel. No. 34-66809
Release Number:34-66463 SEC Issue Date:Feb 24, 2012 File Number:SR-NYSEAMEX-2012-12 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing of Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes
See Also - Exhibit 5, Rel. No. 34-66710
Release Number:34-66464 SEC Issue Date:Feb 24, 2012 File Number:SR-NYSE-2011-55, SR-NYSEAmex-2011-84 SRO Organization:NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Details: Notice of Filing of Partial Amendment No. 2 to Proposed Rule Changes, as Modified by Amendment No. 1, Adopting New Rule 107C To Establish a Retail Liquidity Program on a Pilot Basis To Attract Additional Retail Order Flow to the Exchanges
View Received Comments
See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Rel. No. 34-65671
Release Number:34-66453 SEC Issue Date:Feb 23, 2012 File Number:SR-NYSEAMEX-2012-11 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Registration Requirements for Traders
See Also - Exhibit 5
Release Number:34-66450 SEC Issue Date:Feb 23, 2012 File Number:SR-NYSEAmex-2012-14 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Correcting the Formatting of a Recently Adopted NYSE Amex Rule
See Also - Exhibit 5
Release Number:34-66412 SEC Issue Date:Feb 16, 2012 File Number:SR-NYSEAMEX-2012-08 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360
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