National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-66400 | SEC Issue Date:Feb 15, 2012 | File Number:SR-NYSEAmex-2012-07 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances See Also - Exhibit 5 |
| Release Number:34-66397 | SEC Issue Date:Feb 15, 2012 | File Number:SR-NYSEAmex-2011-86, SR-NYSE-2011-56 | SRO Organization:NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) |
Details: Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information View Received Comments See Also - Rel. No. 34-67437, Rel. No. 34-66981, Rel. No. 34-66036, Rel. No. 34-65736, Rel. No. 34-65735 |
| Release Number:34-66385 | SEC Issue Date:Feb 13, 2012 | File Number:SR-NYSEAmex-2012-03 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for "Self-Trade Prevention" on the Exchange See Also - Exhibit 5 |
| Release Number:34-66376 | SEC Issue Date:Feb 10, 2012 | File Number:SR-NYSEAmex-2012-05 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems See Also - Exhibit 5 |
| Release Number:34-66371 | SEC Issue Date:Feb 10, 2012 | File Number:SR-NYSEAmex-2011-101 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Subject to the Unlisted Trading Privileges Pilot Program See Also - Rel. No. 34-66043 |
| Release Number:34-66349 | SEC Issue Date:Feb 7, 2012 | File Number:SR-NYSEAmex-2012-09 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares Silver Trust 1 See Also - Exhibit 5 |
| Release Number:34-66346 | SEC Issue Date:Feb 7, 2012 | File Number:SR-NYSEAmex-2011-84, SR-NYSE-2011-55 | SRO Organization:NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) |
Details: Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted View Received Comments See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66003, Rel. No. 34-65672, Rel. No. 34-65671 |
| Release Number:34-66308 | SEC Issue Date:Jan 25, 2012 | File Number:SR-NYSEAmex-2012-02 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit See Also - Exhibit 5, Correction |
| Release Number:34-66171 | SEC Issue Date:Jan 17, 2012 | File Number:SR-EDGA-2011-34, SR-EDGX-2011-33, SR-ISE-2011-69, SR-NYSE-2011-51, SR-NYSEAmex-2011-78, SR-NYSEArca-2011-72 | SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA) |
Details: Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which Deutsche Brse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V. See Also - Rel. No. 34-65566, Rel. No. 34-65562, Rel. No. 34-65567, Rel. No. 34-65669, Rel. No. 34-65564, Rel. No. 34-65565 |
| Release Number:34-66104 | SEC Issue Date:Jan 5, 2012 | File Number:SR-NYSEAmex-2011-107 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems See Also - Exhibit 5 |