National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-65978 | SEC Issue Date:Dec 15, 2011 | File Number:SR-NYSEAmex-2011-98 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2012 See Also - Exhibit 5 |
| Release Number:34-65975 | SEC Issue Date:Dec 15, 2011 | File Number:SR-NYSEAMEX-2011-82 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services To Include Any Market Participant that Requests To Receive Co-Location Services Directly from the Exchange and Amending Its Fee Schedule To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center See Also - Rel. No. 34-65626 |
| Release Number:34-65974 | SEC Issue Date:Dec 15, 2011 | File Number:SR-NYSEAMEX-2011-81 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Price List To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center See Also - Rel. No. 34-65627 |
| Release Number:34-65953 | SEC Issue Date:Dec 14, 2011 | File Number:SR-NYSEAMEX-2011-93 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Amex Equities Rule 5210 See Also - Exhibit 5 |
| Release Number:34-65943 | SEC Issue Date:Dec 13, 2011 | File Number:SR-NYSEAmex-2011-95 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-65933 | SEC Issue Date:Dec 9, 2011 | File Number:SR-NYSEAmex-2011-96 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-65928 | SEC Issue Date:Dec 9, 2011 | File Number:SR-NYSEAmex-2011-94 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-65893 | SEC Issue Date:Dec 5, 2011 | File Number:SR-NYSEAmex-2011-92 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Amex Options Rule 935NY See Also - Exhibit 5 |
| Release Number:34-65887 | SEC Issue Date:Dec 5, 2011 | File Number:SR-NYSEAmex-2011-91 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 72 Priority of Bids and Offers and Allocation of Executions See Also - Exhibit 5 |
| Release Number:34-65864 | SEC Issue Date:Dec 2, 2011 | File Number:SR-NYSEAMEX-2011-90 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume See Also - Exhibit 5 |