National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-59975 | SEC Issue Date:May 26, 2009 | File Number:SR-NYSEALTR-2009-26 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Changing Certain NYSE Amex Equities Rules To Conform Them With Changes to Corresponding Rules Filed by the New York Stock Exchange LLC See Also - Rel. No. 34-59656 |
| Release Number:34-59755 | SEC Issue Date:Apr 13, 2009 | File Number:SR-NYSEAltr-2009-15 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange See Also - Rel. No. 34-59489, Rel. No. 34-59488 |
| Release Number:34-59656 | SEC Issue Date:Mar 30, 2009 | File Number:SR-NYSEALTR-2009-26 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC, as Modified by Amendment No. 1, Changing Certain NYSE Amex Equities Rules To Conform Them With Changes to Corresponding Rules Submitted in a Companion Filing by the New York Stock Exchange LLC See Also - Rel. No. 34-59975 |
| Release Number:34-59620 | SEC Issue Date:Mar 23, 2009 | File Number:SR-NYSEALTR-2009-29 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of Rule 92(c)(3) From March 31, 2009 to July 31, 2009 |
| Release Number:34-59614 | SEC Issue Date:Mar 20, 2009 | File Number:SR-NYSEALTR-2009-27 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders |
| Release Number:34-59593 | SEC Issue Date:Mar 17, 2009 | File Number:NYSEALTR-2009-28 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Rules To Delete References to Specific Exchange Systems and To Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Alternext Rules 79A and 115A. These Amendments are Proposed To Conform to Amendments Filed by the New York Stock Exchange LLC 1 |
| Release Number:34-59587 | SEC Issue Date:Mar 17, 2009 | File Number:SR-NYSEALTR-2009-11, SR-ISE-2009-04, SR-CBOE-2009-001, SR-NYSEArca-2009-10 | SRO Organization:NYSE Alternext US (NYSEALTR), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE), NYSE Arca (NYSEARCA) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program View Received Comments See Also - Rel. No. 34-59378, Rel. No. 34-59377, Rel. No. 34-59395, Rel. No. 34-59394 |
| Release Number:34-59575 | SEC Issue Date:Mar 13, 2009 | File Number:SR-NYSEALTR-2009-24 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certificate of Formation, Amended and Restated Operating Agreement, Rules, and Company Guide To Change the Name of the Exchange to NYSE Amex LLC |
| Release Number:34-59561 | SEC Issue Date:Mar 11, 2009 | File Number:SR-NYSEALTR-2009-25 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Eliminating the Ability To Enter Orders on the Exchange With the Settlement Instructions of "Cash", "Next Day" and "Seller's Option" To Conform to Amendments Filed by the New York Stock Exchange |
| Release Number:34-59560 | SEC Issue Date:Mar 11, 2009 | File Number:SR-NYSEALTR-2009-02 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Order Approving Proposed Rule Change To Revise Listing Fees See Also - Rel. No. 34-59304 |