National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-59451 | SEC Issue Date:Feb 25, 2009 | File Number:SR-NYSEALTR-2009-10 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NYSE Alternext US LLC Amending Rule 472-NYSE Alternext Equities (Communications With the Public) |
| Release Number:34-59429 | SEC Issue Date:Feb 20, 2009 | File Number:SR-NYSEALTR-2009-12 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Its New Risk Management Gateway Service |
| Release Number:34-59416 | SEC Issue Date:Feb 18, 2009 | File Number:SR-NYSEALTR-2009-09 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Certain NYSE Alternext Equities Rules To Reflect That Designated Market Makers ("DMMs") on the Exchange No Longer Act as Agents for Orders Entered on the Exchange |
| Release Number:34-59418 | SEC Issue Date:Feb 18, 2009 | File Number:SR-NYSEALTR-2009-07 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Instructions as to the Payment of Listing Fees in Connection With the Listing of Additional Securities |
| Release Number:34-59394 | SEC Issue Date:Feb 11, 2009 | File Number:SR-NYSEALTR-2009-11 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing of a Proposed Rule Change Amending Rule 903 See Also - Rel. No. 34-59587 |
| Release Number:34-59360 | SEC Issue Date:Feb 4, 2009 | File Number:SR-NYSEALTR-2009-06 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rules 116 and 123C To Create a Single Closing Print To Be Reported to the Consolidated Tape for Each Security |
| Release Number:34-59348 | SEC Issue Date:Feb 3, 2009 | File Number:SR-NYSEALTR-2009-08 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US, LLC Amending Rule 916 To Eliminate the $3 Market Price Per Share Requirement |
| Release Number:34-59353 | SEC Issue Date:Feb 3, 2009 | File Number:SR-NYSEALTR-2008-12 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Order Approving Proposed Rule Change To Establish the Risk Management Gateway Service See Also - Rel. No. 34-59144 |
| Release Number:34-59344 | SEC Issue Date:Feb 2, 2009 | File Number:SR-NYSEALTR-2009-03 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Making Changes to Certain NYSE Alternext Equities Rules to Conform With Amendments to Corresponding Rules Recently Filed for Immediate Effectiveness by the New York Stock Exchange LLC and To Make Other Technical Changes |
| Release Number:34-59304 | SEC Issue Date:Jan 27, 2009 | File Number:SR-NYSEALTR-2009-02 | SRO Organization:NYSE Alternext US (NYSEALTR) |
Details: Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC To Revise Its Listing Fees See Also - Rel. No. 34-59560 |