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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-59055 SEC Issue Date:Dec 4, 2008 File Number:SR-Phlx-2008-58, SR-NYSEArca-2008-66, SR-ISE-2008-58, SR-CBOE-2008-72, SR-BSE-2008-51, SR-Amex-2008-68 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust
Release Number:34-59050 SEC Issue Date:Dec 3, 2008 File Number:SR-Amex-2008-70 SRO Organization:American Stock Exchange (Amex) Details: Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-Application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards
View Received Comments
See Also - Rel. No. 34-58570
Release Number:34-58923 SEC Issue Date:Nov 10, 2008 File Number:SR-Amex-2008-51 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
See Also - Rel. No. 34-58625
Release Number:34-58814 SEC Issue Date:Oct 20, 2008 File Number:SR-AMEX-2008-53 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
See Also - Rel. No. 34-58466
Release Number:34-58716 SEC Issue Date:Oct 2, 2008 File Number:SR-Amex-2008-60 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
See Also - Rel. No. 34-58341
Release Number:34-58712 SEC Issue Date:Oct 2, 2008 File Number:SR-Amex-2008-73 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After the Acquisition of NYSE Euronext
Release Number:34-58705 SEC Issue Date:Oct 1, 2008 File Number:SR-Amex-2008-63 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Approval of Proposed Rule Change To Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange's Acquisition by NYSE Euronext
See Also - Rel. No. 34-58265
Release Number:34-58678 SEC Issue Date:Sep 29, 2008 File Number:SR-Amex-2008-64 SRO Organization:American Stock Exchange (Amex) Details: Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext
See Also - Rel. No. 34-58286
Release Number:34-58650 SEC Issue Date:Sep 25, 2008 File Number:SR-Amex-2008-65 SRO Organization:American Stock Exchange (Amex) Details: Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds ("ETFs") and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions
See Also - Rel. No. 34-58364
Release Number:34-58625 SEC Issue Date:Sep 23, 2008 File Number:SR-Amex-2008-51 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)
See Also - Rel. No. 34-58923
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