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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-58606 SEC Issue Date:Sep 19, 2008 File Number:SR-Amex-2008-72 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending the Requirements of Its Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization
Release Number:34-58570 SEC Issue Date:Sep 17, 2008 File Number:SR-Amex-2008-70 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards
View Received Comments
See Also - Rel. No. 34-59050
Release Number:34-58516 SEC Issue Date:Sep 11, 2008 File Number:SR-Amex-2008-69 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities
Release Number:34-58466 SEC Issue Date:Sep 5, 2008 File Number:SR-AMEX-2008-53 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)
See Also - Rel. No. 34-58814
Release Number:34-58378 SEC Issue Date:Aug 18, 2008 File Number:SR-Amex-2008-67 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide
Release Number:34-58364 SEC Issue Date:Aug 14, 2008 File Number:SR-Amex-2008-65 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC To Allow Issuers Voluntarily Delisting ETFs and Structured Products To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution
See Also - Rel. No. 34-58650
Release Number:34-58341 SEC Issue Date:Aug 11, 2008 File Number:SR-Amex-2008-60 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options
See Also - Rel. No. 34-58716
Release Number:34-58286 SEC Issue Date:Aug 1, 2008 File Number:SR-Amex-2008-64 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext
See Also - Exhibit 5, Rel. No. 34-58678
Release Number:34-58284 SEC Issue Date:Aug 1, 2008 File Number:SR-Amex-2008-62 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J, Rel. No. 34-58673
Release Number:34-58277 SEC Issue Date:Jul 31, 2008 File Number:SR-Amex-2008-59 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules
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