National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
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Release Number:34-57660 | SEC Issue Date:Apr 14, 2008 | File Number:SR-Amex-2007-131 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares See Also - Rel. No. 34-57451 |
Release Number:34-57645 | SEC Issue Date:Apr 10, 2008 | File Number:SR-Amex-2008-35 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs |
Release Number:34-57644 | SEC Issue Date:Apr 10, 2008 | File Number:SR-Amex-2008-32 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts |
Release Number:34-57641 | SEC Issue Date:Apr 9, 2008 | File Number:SR-Amex-2007-107 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees See Also - Rel. No. 34-57829 |
Release Number:34-57631 | SEC Issue Date:Apr 8, 2008 | File Number:SR-Amex-2008-30 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares See Also - Rel. No. 34-57818 |
Release Number:34-57625 | SEC Issue Date:Apr 4, 2008 | File Number:SR-Amex-2008-28 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting From Linkage P/A Orders |
Release Number:34-57604 | SEC Issue Date:Apr 2, 2008 | File Number:SR-Amex-2008-27 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis |
Release Number:34-57589 | SEC Issue Date:Apr 1, 2008 | File Number:SR-Amex-2008-09 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees See Also - Rel. No. 34-57373 |
Release Number:34-57581 | SEC Issue Date:Mar 31, 2008 | File Number:SR-Amex-2008-31 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series |
Release Number:34-57578 | SEC Issue Date:Mar 28, 2008 | File Number:SR-Amex-2008-34 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants See Also - Rel. No. 34-57794 |