National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-76230 | SEC Issue Date:Oct 22, 2015 | File Number:SR-EDGX-2015-49 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| Release Number:34-76212 | SEC Issue Date:Oct 21, 2015 | File Number:SR-EDGX-2015-46 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| Release Number:34-76211 | SEC Issue Date:Oct 21, 2015 | File Number:SR-EDGX-2015-41 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Rel. No. 34-75834 |
| Release Number:34-76200 | SEC Issue Date:Oct 20, 2015 | File Number:SR-EDGX-2015-48 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 To Allow the Listing of Certain Options Based on International Indexes See Also - Exhibit 5 |
| Release Number:34-76159 | SEC Issue Date:Oct 15, 2015 | File Number:SR-EDGX-2015-44 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient See Also - Exhibit 5 |
| Release Number:34-76164 | SEC Issue Date:Oct 15, 2015 | File Number:SR-EDGX-2015-45 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| Release Number:34-76091 | SEC Issue Date:Oct 7, 2015 | File Number:SR-EDGX-2015-43 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) |
| Release Number:34-76018 | SEC Issue Date:Sep 29, 2015 | File Number:SR-EDGX-2015-42 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions |
| Release Number:34-75834 | SEC Issue Date:Sep 3, 2015 | File Number:SR-EDGX-2015-41 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Exhibit 5, Rel. No. 34-76211 |
| Release Number:34-75824 | SEC Issue Date:Sep 3, 2015 | File Number:SR-EDGX-2015-40 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(d), Relating to the Routing of Retail Orders See Also - Exhibit 5 |