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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99642 SEC Issue Date:Feb 29, 2024 File Number:SR-NYSENAT-2024-04 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B)
Comments Due: March 27, 2024
See Also - Exhibit 5
Release Number:34-99634 SEC Issue Date:Feb 29, 2024 File Number:SR-NYSENAT-2024-03 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19
Comments Due: March 27, 2024
See Also - Exhibit 5
Release Number:34-99519 SEC Issue Date:Feb 12, 2024 File Number:SR-NYSENAT-2024-02 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 8, 2024
See Also - Exhibit 5
Release Number:34-99368 SEC Issue Date:Jan 17, 2024 File Number:SR-NYSENAT-2024-01 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe
Comments Due: March 5, 2024
Rebuttal Comments Due: March 19, 2024
View Received Comments
See Also - Exhibit 5
Release Number: 34-99339 SEC Issue Date:Jan 12, 2024 File Number:SR-NYSENAT-2023-30 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing of Proposed Change to Amend its Schedule of Fees and Rebates
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number:34-99168 SEC Issue Date:Dec 14, 2023 File Number:SR-NYSENAT-2023-29 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also - Exhibit 5
Release Number:34-99127 SEC Issue Date:Dec 8, 2023 File Number:SR-NYSENAT-2023-28 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830
Comments Due: January 4, 2024
See Also - Exhibit 5
Release Number:34-99046 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSENAT-2023-27 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
See Also - Exhibit 5
Release Number:34-98966 SEC Issue Date:Nov 16, 2023 File Number:SR-NYSENAT-2023-26 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-98893 SEC Issue Date:Nov 9, 2023 File Number:SR-NYSENAT-2023-25 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31
Comments Due: December 6, 2023
See Also - Exhibit 5