National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-97745 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSENAT-2023-11 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 Submit a Comment on SR-NYSENAT-2023-11
|
| Release Number:34-97707 | SEC Issue Date:Jun 13, 2023 | File Number:SR-NYSENAT-2023-09 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| Release Number:34-97059 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSENAT-2023-08 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96919 | SEC Issue Date:Feb 14, 2023 | File Number:SR-NYSENAT-2023-07 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96868 | SEC Issue Date:Feb 9, 2023 | File Number:SR-NYSENAT-2023-06 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: March 8, 2023 |
| Release Number:34-96821 | SEC Issue Date:Feb 7, 2023 | File Number:SR-NYSENAT-2022-26 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls |
| Release Number:34-96735 | SEC Issue Date:Jan 23, 2023 | File Number:SR-NYSENAT-2023-04 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 17, 2023 See Also - Exhibit 5 |
| Release Number:34-96696 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSENAT-2023-02 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |
| Release Number:34-96693 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSENAT-2023-03 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |
| Release Number:34-96681 | SEC Issue Date:Jan 17, 2023 | File Number:SR-NYSENAT-2023-01 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates Comments Due: February 13, 2023 See Also - Exhibit 5 |