National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-95476 | SEC Issue Date:Aug 11, 2022 | File Number:SR-NYSENAT-2022-14 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-NYSENAT-2022-14
|
| Release Number:34-95426 | SEC Issue Date:Aug 4, 2022 | File Number:SR-NYSENAT-2022-06 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95362 | SEC Issue Date:Jul 25, 2022 | File Number:SR-NYSENAT-2022-12 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95341 | SEC Issue Date:Jul 20, 2022 | File Number:SR-NYSENAT-2022-10 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95333 | SEC Issue Date:Jul 20, 2022 | File Number:SR-NYSENAT-2022-11 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95306 | SEC Issue Date:Jul 18, 2022 | File Number:SR-NYSENAT-2022-13 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95206 | SEC Issue Date:Jul 7, 2022 | File Number:SR-NYSENAT-2022-09 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95196 | SEC Issue Date:Jul 5, 2022 | File Number:SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| Release Number:34-95128 | SEC Issue Date:Jun 21, 2022 | File Number:SR-NYSENAT-2022-08 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95114 | SEC Issue Date:Jun 16, 2022 | File Number:SR-NYSENAT-2022-06 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register |