National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93214 | SEC Issue Date:Sep 30, 2021 | File Number:SR-NYSENAT-2021-01, SR-NYSECHX-2021-01, SR-NYSEArca-2021-07, SR-NYSEAMER-2021-04, SR-NYSE-2021-05 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees Comments Due: February 26, 2021 View Received Comments See Also - Letter from Assistant Secretary, 2021 Notice of Intention to Petition for Review, 2021 Petition for Review, Order Granting Petition for Review and Scheduling Filing of Statements, Statement of the Exchanges in Opposition to Order by Delegated Authority Disapproving Proposed Rule Changes, Inc. to establish certain co-location fees Submit a Comment on SR-NYSE-2021-05
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| Release Number:34-93160 | SEC Issue Date:Sep 28, 2021 | File Number:SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center Comments Due: May 13, 2021 View Received Comments |
| Release Number:34-93107 | SEC Issue Date:Sep 23, 2021 | File Number:SR-NYSENAT-2021-05, SR-NYSECHX-2021-04, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location Comments Due: April 19, 2021 View Received Comments |
| Release Number:34-92973 | SEC Issue Date:Sep 14, 2021 | File Number:SR-NYSENAT-2021-17 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series Comments Due: October 12, 2021 See Also - Exhibit 5 |
| Release Number:34-92908 | SEC Issue Date:Sep 9, 2021 | File Number:SR-NYSENAT-2021-16 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: October 6, 2021 |
| Release Number:34-92795 | SEC Issue Date:Aug 27, 2021 | File Number:SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: March 25, 2021 View Received Comments |
| Release Number:34-92532 | SEC Issue Date:Jul 30, 2021 | File Number:SR-NYSENAT-2021-01, SR-NYSECHX-2021-01, SR-NYSEAMER-2021-04, SR-NYSE-2021-05 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles Comments Due: February 26, 2021 View Received Comments |
| Release Number:34-92446 | SEC Issue Date:Jul 20, 2021 | File Number:SR-NYSENAT-2021-15 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Add New Subparagraph (i)(4) to Rule 7.31 Comments Due: August 16, 2021 See Also - Exhibit 5 |
| Release Number:34-92401 | SEC Issue Date:Jul 14, 2021 | File Number:SR-NYSENAT-2021-14 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: August 10, 2021 See Also - Exhibit 5 |
| Release Number:34-92368 | SEC Issue Date:Jul 9, 2021 | File Number:SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center Comments Due: August 5, 2021 Rebuttal comments due: August 19, 2021 View Received Comments |