National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-49792 | SEC Issue Date:Jun 2, 2004 | File Number:SR-NSX-2004-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchange To Extend the Liquidity Provider Fee and Rebate Pilot Program |
| Release Number:34-49586 | SEC Issue Date:Apr 21, 2004 | File Number:SR-NSX-2004-03 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange Amending Its Fee Schedule To Cap Members Monthly Transaction Fees and Reduce the Designated Dealer's Principal Activity Fees |
| Release Number:34-48738 | SEC Issue Date:Oct 31, 2003 | File Number:SR-CSE-2003-11 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Cincinnati Stock Exchange Relating to Shareholder Approval of Equity Compensation Plans |