National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-72215 | SEC Issue Date:May 21, 2014 | File Number:SR-NSX-2014-13 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.1 to Shorten the Operating Hours for the Post-Regular Trading Hours Trading Session See Also - Exhibit 5 |
| Release Number:34-72107 | SEC Issue Date:May 6, 2014 | File Number:SR-NSX-2014-14 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Trading on Its Trading System See Also - Exhibit 5 |
| Release Number:34-72106 | SEC Issue Date:May 6, 2014 | File Number:SR-NSX-2014-12 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Change Certain Fees Applicable to Liquidity Providers, Eliminate a Rebate and Adopt a Fee for Removing Liquidity, and Reducing a Fee for Routed Orders, All With Respect to Securities Priced at $1.00 or Greater See Also - Exhibit 5 |
| Release Number:34-72046 | SEC Issue Date:Apr 30, 2014 | File Number:SR-NSX-2014-08 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change to Amend Exchange Rule 11.19 Entitled "Clearly Erroneous Executions" To Add Provisions Regarding Executions Based on Incorrect or Grossly Misinterpreted Issuance Information and Executions Occurring After a Trading Halt Has Been Declared See Also - Exhibit 5, Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions |
| Release Number:34-72044 | SEC Issue Date:Apr 30, 2014 | File Number:SR-BATS-2014-014 | SRO Organization:BATS Exchange (BATS), EDGA Exchange (EDGA), Financial Industry Regulatory Authority (FINRA), Nasdaq ISE, LLC (ISE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), New York Stock Exchange LLC (NYSE), NYSE Arca (NYSEARCA), NYSE MKT (NYSEMKT), Nasdaq PHLX LLC (Phlx), Chicago Stock Exchange, Inc. (CHX), National Stock Exchange (NSX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), EDGX Exchange (EDGX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" See Also - Exhibit 5 |
| Release Number:34-71983 | SEC Issue Date:Apr 21, 2014 | File Number:SR-NSX-2014-11 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule With Respect to Securities Priced at $1.00 or Greater See Also - Exhibit 5 |
| Release Number:34-71797 | SEC Issue Date:Mar 25, 2014 | File Number:SR-NSX-2014-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Related to Rule 11.19, Titled "Clearly Erroneous Executions" See Also - Exhibit 5 |
| Release Number:34-71662 | SEC Issue Date:Mar 7, 2014 | File Number:SR-NSX-2014-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Reduce a Fee for Orders Routed to Other Trading Centers See Also - Exhibit 5 |
| Release Number:34-71641 | SEC Issue Date:Mar 4, 2014 | File Number:SR-NSX-2014-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Adopt a New Pricing Model and Make Other Conforming Changes See Also - Exhibit 5 |
| Release Number:34-71332 | SEC Issue Date:Jan 16, 2014 | File Number:SR-NSX-2014-01 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule With Respect to the Order Delivery Mode of Interaction With the Exchange See Also - Exhibit 5 |