National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-70890 | SEC Issue Date:Nov 15, 2013 | File Number:SR-NSX-2013-21 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-70881 | SEC Issue Date:Nov 14, 2013 | File Number:SR-NSX-2013-20 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 Regarding the Entry and Execution of Zero Display Reserve Orders Marked "Sell Short" |
| Release Number:34-70589 | SEC Issue Date:Oct 1, 2013 | File Number:SR-NSX-2013-19 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| Release Number:34-70525 | SEC Issue Date:Sep 26, 2013 | File Number:SR-NSX-2013-18 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-69941 | SEC Issue Date:Jul 8, 2013 | File Number:SR-NSX-2013-14 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule |
| Release Number:34-69874 | SEC Issue Date:Jun 27, 2013 | File Number:SR-NSX-2013-13 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short" |
| Release Number:34-69519 | SEC Issue Date:May 6, 2013 | File Number:SR-NSX-2013-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Order and Add New Definitions Regarding Automatic Execution Mode and Automatic Execution Orders View Received Comments See Also - Rel. No. 34-69183, Rel. No. 34-68807 |
| Release Number:34-69296 | SEC Issue Date:Apr 4, 2013 | File Number:SR-NSX-2013-12 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rule 11.24, Limit Up/Limit Down See Also - Exhibit 5 |
| Release Number:34-69213 | SEC Issue Date:Mar 22, 2013 | File Number:SR-NSX-2013-11 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-69212 | SEC Issue Date:Mar 22, 2013 | File Number:SR-NSX-2013-10 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market See Also - Exhibit 5 |