National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-69183 | SEC Issue Date:Mar 19, 2013 | File Number:SR-NSX-2013-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order View Received Comments See Also - Rel. No. 34-69519, Rel. No. 34-68807 |
| Release Number:34-69087 | SEC Issue Date:Mar 8, 2013 | File Number:SR-NSX-2013-09 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS See Also - Exhibit 5 |
| Release Number:34-69029 | SEC Issue Date:Mar 4, 2013 | File Number:SR-NSX-2013-08 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-69009 | SEC Issue Date:Feb 28, 2013 | File Number:SR-NSX-2013-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Midpoint-Seeker Order and Amend Rule 11.3(c) Regarding Rounding of Sub-Penny Midpoint Executions See Also - Exhibit 5 |
| Release Number:34-68852 | SEC Issue Date:Feb 6, 2013 | File Number:SR-NSX-2013-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.20B To Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| Release Number:34-68824 | SEC Issue Date:Feb 4, 2013 | File Number:SR-NSX-2013-03 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-68803 | SEC Issue Date:Feb 1, 2013 | File Number:SR-NSX-2013-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend a Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| Release Number:34-68807 | SEC Issue Date:Feb 1, 2013 | File Number:SR-NSX-2013-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of a Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order View Received Comments See Also - Exhibit 5, Rel. No. 34-69519, Rel. No. 34-69183 |
| Release Number:34-68779 | SEC Issue Date:Jan 31, 2013 | File Number:SR-NSX-2013-04 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility |
| Release Number:34-68684 | SEC Issue Date:Jan 17, 2013 | File Number:SR-NSX-2013-01 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for the Payment of Exchange Fees Through an Integrated Billing Process See Also - Exhibit 5 |