National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-68662 | SEC Issue Date:Jan 15, 2013 | File Number:SR-NSX-2012-15 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Act See Also - Rel. No. 34-68312, Rel. No. 34-68039 |
| Release Number:34-68612 | SEC Issue Date:Jan 9, 2013 | File Number:SR-NSX-2012-27 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule |
| Release Number:34-68392 | SEC Issue Date:Dec 10, 2012 | File Number:SR-NSX-2012-24 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule |
| Release Number:34-68391 | SEC Issue Date:Dec 10, 2012 | File Number:SR-NSX-2012-25 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule |
| Release Number:34-68317 | SEC Issue Date:Nov 29, 2012 | File Number:SR-NSX-2012-22 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Double Play Order See Also - Exhibit 5 |
| Release Number:34-68312 | SEC Issue Date:Nov 28, 2012 | File Number:SR-NSX-2012-015 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 See Also - Rel. No. 34-68662, Rel. No. 34-68039 |
| Release Number:34-68281 | SEC Issue Date:Nov 21, 2012 | File Number:SR-NSX-2012-23 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Operation of the Exchange's Depth-of-Book Feed |
| Release Number:34-68228 | SEC Issue Date:Nov 14, 2012 | File Number:SR-NSX-2012-21 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-68226 | SEC Issue Date:Nov 14, 2012 | File Number:SR-NSX-2012-19 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| Release Number:34-68215 | SEC Issue Date:Nov 13, 2012 | File Number:SR-NSX-2012-20 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |