National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-96703 | SEC Issue Date:Jan 18, 2023 | File Number:SR-CBOE-2023-005 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series Comments Due: February 14, 2023 Submit a Comment on SR-CBOE-2023-005
|
| Release Number:34-96684 | SEC Issue Date:Jan 18, 2023 | File Number:SR-CBOE-2022-051 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses Comments Due: February 14, 2023 Rebuttal comments due: February 28, 2023 Submit a Comment on SR-CBOE-2022-051 |
| Release Number:34-96672 | SEC Issue Date:Jan 17, 2023 | File Number:SR-CBOE-2023-001 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Cboe Data Services, LLC Fee Schedule Comments Due: February 13, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96662 | SEC Issue Date:Jan 13, 2023 | File Number:SR-CBOE-2023-004 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.6 Concerning All-or-None Orders With the Size of One Contract Comments Due: February 9, 2023 See Also - Exhibit 5 |
| Release Number:34-96644 | SEC Issue Date:Jan 12, 2023 | File Number:SR-CBOE-2023-002 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees Comments Due: February 9, 2023 See Also - Exhibit 5 |
| Release Number:34-96623 | SEC Issue Date:Jan 10, 2023 | File Number:SR-CBOE-2022-062 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24 Comments Due: February 7, 2023 |
| Release Number:34-96570 | SEC Issue Date:Dec 22, 2022 | File Number:SR-CBOE-2022-057 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock Comments Due: March 21, 2023 Rebuttal comments due: April 4, 2023 |
| Release Number:34-96510 | SEC Issue Date:Dec 15, 2022 | File Number:SR-CBOE-2022-061 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule To Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs Comments Due: January 11, 2023 See Also - Exhibit 5 |
| Release Number:34-96450 | SEC Issue Date:Dec 6, 2022 | File Number:SR-CBOE-2022-060 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: January 3, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96395 | SEC Issue Date:Nov 28, 2022 | File Number:SR-CBOE-2022-058 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements Comments Due: December 23, 2022 Submit a Comment on SR-CBOE-2022-058 |