National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-80256 | SEC Issue Date:Mar 15, 2017 | File Number:SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |
| Release Number:34-80242 | SEC Issue Date:Mar 14, 2017 | File Number:SR-BatsBZX-2017-19 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-80207 | SEC Issue Date:Mar 10, 2017 | File Number:SR-BatsBZX-2017-15 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80206 | SEC Issue Date:Mar 10, 2017 | File Number:SR-BatsBZX-2016-30 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust View Received Comments See Also - to List and Trade Shares Issued by theWinklevoss Bitcoin Trust, Release No. 80206 |
| Release Number:34-80205 | SEC Issue Date:Mar 10, 2017 | File Number:SR-BatsBZX-2017-17 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-80169 | SEC Issue Date:Mar 7, 2017 | File Number:SR-BatsBZX-2016-80 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards View Received Comments See Also - Rel. No. 34-79839, Rel. No. 34-79450 |
| Release Number:34-80136 | SEC Issue Date:Mar 1, 2017 | File Number:SR-BatsBZX-2017-14 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-80529, Rel. No. 34-80505 |
| Release Number:34-80050 | SEC Issue Date:Feb 16, 2017 | File Number:SR-BatsBZX-2017-13 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Option Regulatory Fees as They Relate to the Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-80036 | SEC Issue Date:Feb 14, 2017 | File Number:SR-BatsBZX-2017-10 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Bats Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-80399 |
| Release Number:34-80017 | SEC Issue Date:Feb 10, 2017 | File Number:SR-BatsBZX-2017-11 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. Adding NBBO Setter Tiers |