National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-89152 | SEC Issue Date:Jun 25, 2020 | File Number:SR-ISE-2020-23 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Sections 13 and 15 To Increase the Position and Exercise Limits for Options on Certain Exchange-Traded Funds See Also - Exhibit 5 |
| Release Number:34-89069 | SEC Issue Date:Jun 15, 2020 | File Number:SR-ISE-2020-22 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the ISE Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules View Received Comments See Also - Exhibit 5 |
| Release Number:34-88994 | SEC Issue Date:Jun 2, 2020 | File Number:SR-ISE-2020-21 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts) See Also - Exhibit 5 |
| Release Number:34-88939 | SEC Issue Date:May 26, 2020 | File Number:SR-ISE-2020-20 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 See Also - Exhibit 5 |
| Release Number:34-88729 | SEC Issue Date:Apr 22, 2020 | File Number:SR-ISE-2020-15 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules at Options 3, Section 8, Titled Options Opening Process See Also - Exhibit 5 |
| Release Number:34-88683 | SEC Issue Date:Apr 17, 2020 | File Number:SR-ISE-2020-18 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq 100 Reduced Value Index See Also - Exhibit 5 |
| Release Number:34-88681 | SEC Issue Date:Apr 17, 2020 | File Number:SR-ISE-2020-17 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program See Also - Exhibit 5 |
| Release Number:34-88670 | SEC Issue Date:Apr 16, 2020 | File Number:SR-ISE-2020-16 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 See Also - Exhibit 5 |
| Release Number:34-88524 | SEC Issue Date:Mar 31, 2020 | File Number:SR-ISE-2020-14 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Filing Requirements for Certain Written Reports, Currently Due April 1, 2020 Pursuant to Options 10, Section 7, to June 1, 2020 See Also - Exhibit 5 |
| Release Number:34-88484 | SEC Issue Date:Mar 26, 2020 | File Number:SR-ISE-2020-13 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening See Also - Exhibit 5 |