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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-87143 SEC Issue Date:Sep 27, 2019 File Number:SR-CboeEDGA-2019-014 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee
View Received Comments
Release Number:34-87096 SEC Issue Date:Sep 24, 2019 File Number:SR-CboeEDGA-2019-012 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA
View Received Comments
Release Number:34-86684 SEC Issue Date:Aug 14, 2019 File Number:SR-CboeEDGA-2019-014 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee
View Received Comments
See Also - Exhibit 5
Release Number:34-86676 SEC Issue Date:Aug 14, 2019 File Number:SR-CboeEDGA-2019-013 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program
See Also - Exhibit 5
Release Number:34-86660 SEC Issue Date:Aug 14, 2019 File Number:SR-CboeEDGA-2019-007 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related To the Applicability of Certain Disclosure Requirements
See Also - Exhibit 5
Release Number:34-86567 SEC Issue Date:Aug 5, 2019 File Number:SR-CboeEDGA-2019-012 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA
View Received Comments
Release Number:34-86236 SEC Issue Date:Jun 28, 2019 File Number:SR-CboeEDGA-2019-011 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee
View Received Comments
Release Number:34-86168 SEC Issue Date:Jun 20, 2019 File Number:SR-CboeEDGA-2019-012 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing of a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA
View Received Comments
See Also - Exhibit 5
Release Number:34-85849 SEC Issue Date:May 13, 2019 File Number:SR-CboeEDGA-2019-010 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EDGA Equities Trading Platform Fee Schedule
See Also - Exhibit 5
Release Number:34-85842 SEC Issue Date:May 10, 2019 File Number:SR-CboeEDGA-2019-011 SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee
See Also - Exhibit 5