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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-49776 SEC Issue Date:May 26, 2004 File Number:SR-NYSE-2004-26 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. To Extend the Trading Hours for Three Exchange-Traded Funds Listed on the Exchange
Release Number:34-49745 SEC Issue Date:May 20, 2004 File Number:SR-NYSE-2003-37 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 124 To Change the Way Odd-Lot Orders Are Priced and Executed Systemically
See Also - Rel. No. 34-49536
Release Number:34-49714 SEC Issue Date:May 17, 2004 File Number:SR-NYSE-2004-07 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc., Relating to the Listed Company Manual's Requirement that Companies Make Certain Paper Filings
See Also - Rel. No. 34-49988
Release Number:34-49682 SEC Issue Date:May 11, 2004 File Number:SR-NYSE-2004-09 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Order Granting Accelerated Approval to Amendment No. 1 To Amend NYSE Rule 123C Relating to Market-on-Close Policy and Expiration Procedures
See Also - Rel. No. 34-49476
Release Number:34-49653 SEC Issue Date:May 4, 2004 File Number:SR-NYSE-2004-19 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto by the New York Stock Exchange, Inc. Relating to Series 86/87 Examination Development Fee for Research Analysts
Release Number:34-49649 SEC Issue Date:May 4, 2004 File Number:SR-NYSE-2004-21 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto by the New York Stock Exchange, Inc. to Extend for an Additional Year the Pilot Relating to the Allocation Policy for Trading of Exchange-Traded Funds on an Unlisted Trading Privileges Basis (NYSE Rule 103B)
Release Number:34-49625 SEC Issue Date:Apr 28, 2004 File Number:SR-NYSE-2004-11 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the New York Stock Exchange, Inc. To Amend Its Rule 122 Concerning Orders With More Than One Broker
See Also - Rel. No. 34-49926
Release Number:34-49537 SEC Issue Date:Apr 7, 2004 File Number:SR-NYSE-2002-35, SR-NASD-2002-108 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8
View Received Comments
See Also - Rel. No. 34-48502, Rel. No. 34-46443, Rel. No. 34-48503, Rel. No. 34-46444
Release Number:34-49536 SEC Issue Date:Apr 7, 2004 File Number:SR-NYSE-2003-37 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 124 To Change the Way Odd-Lot Orders Are Priced and Executed Systemically
See Also - Rel. No. 34-49745
Release Number:34-49521 SEC Issue Date:Apr 2, 2004 File Number:SR-NYSE-2004-18 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Arbitration
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