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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-83879 SEC Issue Date:Aug 17, 2018 File Number:SR-CboeBZX-2018-063 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
See Also - Exhibit 5
Release Number:34-83878 SEC Issue Date:Aug 17, 2018 File Number:SR-CboeBZX-2018-061 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
See Also - Exhibit 5
Release Number:34-83852 SEC Issue Date:Aug 15, 2018 File Number:SR-CboeBZX-2018-058 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of a Proposed Rule Change To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average
View Received Comments
See Also - Exhibit 5
Release Number:34-83809 SEC Issue Date:Aug 9, 2018 File Number:SR-CboeBZX-2018-057 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities
See Also - Exhibit 5
Release Number:34-83796 SEC Issue Date:Aug 8, 2018 File Number:SR-CboeBZX-2017-005 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Release Number:34-83792 SEC Issue Date:Aug 7, 2018 File Number:SR-CboeBZX-2018-040 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
View Received Comments
Release Number:34-83784 SEC Issue Date:Aug 7, 2018 File Number:SR-CboeBZX-2017-006 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Release Number:34-83775 SEC Issue Date:Aug 3, 2018 File Number:SR-CboeBZX-2018-018 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
View Received Comments
Release Number:34-83750 SEC Issue Date:Jul 31, 2018 File Number:SR-CboeBZX-2018-010 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
View Received Comments
Release Number:34-83673 SEC Issue Date:Jul 19, 2018 File Number:SR-CboeBZX-2018-051 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, To Amend the Operation of the Super Aggressive Order Instruction
See Also - Exhibit 5
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