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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-61204 SEC Issue Date:Dec 18, 2009 File Number:SR-BX-2009-079 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule
See Also - Exhibit 5
Release Number:34-61197 SEC Issue Date:Dec 17, 2009 File Number:SR-BX-2009-081 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA
Release Number:34-61169 SEC Issue Date:Dec 15, 2009 File Number:SR-BX-2009-078 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Trading Rules Chapters III and XIV
Release Number:34-61129 SEC Issue Date:Dec 8, 2009 File Number:SR-BX-2009-080 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 To Reflect Changes to Corresponding FINRA Rule
Release Number:34-61124 SEC Issue Date:Dec 7, 2009 File Number:SR-BX-2009-074 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers)
Release Number:34-61112 SEC Issue Date:Dec 4, 2009 File Number:SR-BX-2009-077 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Several Market Data Products
Release Number:34-61073 SEC Issue Date:Nov 30, 2009 File Number:SR-BX-2009-075 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Definition of Material Changes in Business Operations Found in the Membership Rules and To Make a Technical Correction
Release Number:34-61065 SEC Issue Date:Nov 25, 2009 File Number:SR-BX-2009-076 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Release Number:34-61041 SEC Issue Date:Nov 20, 2009 File Number:SR-BX-2009-073 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1.00 Strike Program To Allow Low-Strike LEAPS on the Boston Options Exchange Facility
Release Number:34-61017 SEC Issue Date:Nov 17, 2009 File Number:SR-BX-2009-072 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility
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