| 10:00 a.m. - 10:25 a.m. | Welcome Remarks |
| 10:25 a.m. - 10:30 a.m. | Approval of Minutes of Previous Meeting |
| 10:30 a.m. - 12:00 p.m. |
Panel Discussion Regarding Best Execution and its Role in post-NMS Market Structure
Moderated by:
- JW Verret, Associate Professor, Antonin Scalia Law School
Panelists:
- Sal Arnuk, Partner & Co-Founder, Themis Trading LLC
- Paul Atkins, Former SEC Commissioner
- Tyler Gellasch, Executive Director, Healthy Markets Association
- Daniel Gray, Senior Special Counsel for Market Structure,
Division of Trading and Markets, U.S. Securities and Exchange Commission
- Chester Spatt, PhD, former Chief Economist at the SEC, and
Professor of Economics at Carnegie-Mellon
|
| 12:00 p.m. - 1:00 p.m. | Lunch/Non-Public Administrative Session |
| 1:00 p.m. - 2:30 p.m. |
Panel Discussion Regarding Best Execution Issues Unique to Wholesale Brokers
Moderated by:
- JW Verret, Associate Professor, Antonin Scalia Law School
Panelists:
- Doug Cifu, CEO, Virtu Financial
- Stanislav Dolgopolov, Chief Regulatory Officer, Decimus
- Hitesh Mittal, Founder and CEO, BestEx Research
- Larry Tabb, Director, Market Structure Research, Bloomberg, LLP
|
| 2:30 p.m.- 3:45 p.m. |
Panel Discussion Regarding 10b5-1 Plans
Moderated by:
- Cambria Allen-Ratzlaff, Corporate Governance Director, UAW
Retiree Medical Benefits Trust
Panelists:
- Keir Gumbs, Vice President, Deputy General Counsel and Deputy Corporate Secretary, Uber Technologies
- Jeff Mahoney, General Counsel, Council of Institutional Investors
- Dan Taylor, PhD, Associate Professor, The Wharton School at the University of Pennsylvania
|
| 3:45 p.m. - 4:15 p.m. | Subcommittee Reports |
| 4:15 p.m. | Adjourn |
