Agenda: Proxy Advisory Services Roundtable

  • Welcome by Keith Higgins, Director, Division of Corporation Finance
    Opening Remarks by the Chair and Commissioners

    9:30 - 10:00 am
     
  • Participant Introductions — Norm Champ, Director, Division of Investment Management
    10:00 -10:15 am
     
  • Session 1 Discussion — Moderated by Norm Champ
    What factors have contributed to the use of proxy advisory services? What purposes do they serve for their clients?

    10:15 - 11:45 am
     
  • Break
    11:45 - 12:00 pm
     
  • Session 2 Discussion — Moderated by Keith Higgins
    Current topics relating to proxy advisory services

    12:00 - 1:30 pm
     
  • Adjournment — Directors Norm Champ and Keith Higgins