Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort ascending	Respondents
Date: May 5, 2022	Respondents: Eric A. Alexander, CPA Release No. 34-94858, AAER-4299
Date: May 5, 2022	Respondents: Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision) Release No. 34-94854, AAER-4298
Date: April 22, 2022	Respondents: Carl Iberger Release No. 34-94786, AAER-4297
Date: April 19, 2022	Respondents: Brian Dee Matlock, CPA Release No. 34-94757, AAER-4295
Date: April 18, 2022	Respondents: Rollins, Inc. and Paul Edward Northen Release No. 33-11052, 34-94742, AAER-4294
Date: April 14, 2022	Respondents: Mark Loman Release No. LR-25364, AAER-4293 See Also: Administrative Proceedings Release
Date: April 13, 2022	Respondents: Mark Loman, CPA Release No. 34-94714, AAER-4292 See Also: Litigation Release
Date: March 31, 2022	Respondents: Stockman Kast Ryan & Co. LLP. Ellen S. Fisher, CPA; Kast, David H., CPA Release No. 34-94570, IA-5989, AAER-4291 See Also: Administrative Summary
Date: March 23, 2022	Respondents: Carl W. Jasper, CPA Release No. 34-94493, AAER-4290
Date: March 16, 2022	Respondents: Shelby L. Lackey, CPA Release No. 34-94426, AAER-4289
Date: March 14, 2022	Respondents: Halpern & Associates LLC Barbara Halpern, CPA Release No. 34-94410, AAER-4288 See Also: Administrative Summary
Date: Feb. 25, 2022	Respondents: Frazer Frost LLP Woo, Susan, CPA Suen, Miranda, CPA Release No. 34-94318, AAER-4287
Date: Feb. 22, 2022	Respondents: Baxter International Inc., Jeffrey Schaible, Scott Bohaboy Release No. 33-11033, 34-94295, AAER-4284
Date: Feb. 22, 2022	Respondents: Baxter International Inc., Jeffrey Schaible, Scott Bohaboy Release No. 33-11032, 34-94294, AAER-4283
Date: Feb. 22, 2022	Respondents: Baxter International Inc., Jeffrey Schaible, Scott Bohaboy Release No. 33-11034, 34-94296, AAER-4285
Date: Feb. 16, 2022	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Stay Order) Release No. 34-94266, IA-5968, AAER-4282
Date: Feb. 4, 2022	Respondents: Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision) Release No. 34-94160, AAER-4281
Date: Jan. 31, 2022	Respondents: Nathaniel Brown Release No. 34-94108, AAER-4280
Date: Jan. 28, 2022	Respondents: Wolf, Jennifer F., CPA Release No. 34-94099, AAER-4279
Date: Dec. 30, 2021	Respondents: Vicent C. Petrescu and Aka Vincen Petrescu, CPA Release No. 34-93884, AAER-4278
Date: Dec. 15, 2021	Respondents: Sequential Brands Group, Inc. Release No. LR-25289, AAER-4277
Date: Dec. 13, 2021	Respondents: WEX Inc. Release No. 34-93753, AAER-4275 See Also: Administrative Summary
Date: Dec. 13, 2021	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Stay Order) Release No. 34-93756, IA-5922, AAER-4276
Date: Dec. 10, 2021	Respondents: Alan C. Greenwell, CPA Release No. 34-93750, AAER-4272 See Also: Administrative Summary
Date: Dec. 10, 2021	Respondents: Scott D. Clark, CPA Release No. 34-93752, AAER-4274 See Also: Administrative Summary
Date: Dec. 10, 2021	Respondents: Adam D. Bering, Esq. Release No. 34-93749, AAER-4271 See Also: Administrative Summary
Date: Dec. 10, 2021	Respondents: Philip S. Hurak, Esq. Release No. 34-93751, AAER-4273 See Also: Administrative Summary
Date: Nov. 30, 2021	Respondents: Monsanto Company, et al. Release No. 34-93682, AAER-4270
Date: Nov. 22, 2021	Respondents: Shannon D. Doyle Release No. 34-93647, AAER-4269
Date: Nov. 22, 2021	Respondents: ProPetro Holding Corp. and Dale Redman Release No. 33-11008, 34-93645, AAER-4268
Date: Nov. 12, 2021	Respondents: William Wright, CPA Release No. 34-93568, AAER-4267
Date: Nov. 10, 2021	Respondents: Douglas A. Roth Release No. 34-93548, AAER-4266
Date: Nov. 9, 2021	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. 34-93544, AAER-4265
Date: Oct. 15, 2021	Respondents: Amyris, Inc. Release No. 34-93341, AAER-4264 See Also: Administrative Summary
Date: Sept. 30, 2021	Respondents: Robert D. Press Release No. 33-10991, 34-93200, IA-5879, IC-34391, AAER-4263
Date: Sept. 30, 2021	Respondents: Donna M. Silverman Release No. 33-10990, IA-5878, AAER-4262
Date: Sept. 27, 2021	Respondents: Velasco, Carlos Javier Moctezuma Release No. 34-93135, AAER-4259 See Also: Administrative Summary
Date: Sept. 27, 2021	Respondents: Ravindranathan Raghunathan, CPA and Craig A. Golding, CPA Release No. 34-93133, AAER-4258 See Also: Administrative Summary
Date: Sept. 27, 2021	Respondents: Reyes, Noe Corrales Release No. 34-93136, AAER-4260 See Also: Administrative Summary
Date: Sept. 27, 2021	Respondents: Bátiz, Ramón Lafarga Release No. 34-93137, AAER-4261 See Also: Administrative Summary
Date: Sept. 24, 2021	Respondents: WPP plc Release No. 34-93117, AAER-4257
Date: Sept. 21, 2021	Respondents: Peter Dichiara Release No. 34-93101, AAER-4256
Date: Sept. 21, 2021	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Order) Release No. 34-93092, IA-5870, AAER-4255
Date: Sept. 16, 2021	Respondents: John M. Williams Release No. 34-93018, AAER-4254
Date: Sept. 16, 2021	Respondents: Richard J. Koch, CPA Release No. 34-93014, AAER-4253
Date: Sept. 15, 2021	Respondents: Badree Komandur, et al. Release No. 34-93012, AAER-4252
Date: Sept. 15, 2021	Respondents: Brian Sweet, CPA (Notice That Initial Decision Has Become Final) Release No. 34-93005, AAER-4251
Date: Sept. 13, 2021	Respondents: Leonard R. Barr Release No. 34-92944, AAER-4250
Date: Sept. 10, 2021	Respondents: Paul L. Chancey, Jr. (Postponement Order) Release No. 34-92939, AAER-4249
Date: Sept. 3, 2021	Respondents: The Kraft Heinz Co. and Eduardo Pelleissone (Corrected) Release No. 33-10977, 34-92874, AAER-4248
Date: Sept. 2, 2021	Respondents: Pareteum Corporation Release No. 33-10975, 34-92866, AAER-4247 See Also: Administrative Summary
Date: Sept. 2, 2021	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Order) Release No. 34-92859, IA-5844, AAER-4246
Date: Sept. 1, 2021	Respondents: Jonathan Brett Woodard Release No. 34-92835, AAER-4245
Date: Aug. 24, 2021	Respondents: Healthcare Services Group, Inc., John C. Shea, CPA and Derya D. Warner Release No. 33-10967, 34-92735, AAER-4244
Date: Aug. 23, 2021	Respondents: Paul L. Chancey, Jr. (Protective Order) Release No. 34-92734, AAER-4243
Date: Aug. 16, 2021	Respondents: Knauth, Christopher E., CPA Release No. 34-92675, AAER-4242 See Also: Administrative Summary
Date: Aug. 9, 2021	Respondents: Gary S. Klein Release No. 34-92611, AAER-4241 See Also: Administrative Summary
Date: Aug. 2, 2021	Respondents: Ernst & Young LLP, et al. Release No. 34-92540, AAER-4239
Date: Aug. 2, 2021	Respondents: William G. Stiehl, CPA Release No. 34-92539, AAER-4238
Date: Aug. 2, 2021	Respondents: Paul L. Chancey, Jr. (Order) Release No. 34-92551, AAER-4240
Date: July 30, 2021	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Order) Release No. 34-92534, IA-5811, AAER-4237
Date: July 28, 2021	Respondents: Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. 34-92514, AAER-4235
Date: July 28, 2021	Respondents: Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. 34-92513, AAER-4234
Date: July 26, 2021	Respondents: Steven A. Splain, CPA Release No. 34-92503, AAER-4232
Date: July 26, 2021	Respondents: Michael Mortimer Release No. 34-92507, AAER-4233
Date: July 23, 2021	Respondents: Christopher E. Knauth, CPA (Protective Order) Release No. 34-92482, AAER-4231
Date: July 21, 2021	Respondents: Tandy Leather Factory, Inc. and Shannon Greene, CPA Release No. 34-92455, AAER-4228
Date: July 21, 2021	Respondents: Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Order Regarding Service) Release No. 34-92458, IA-5784, AAER-4229
Date: July 21, 2021	Respondents: Paul L. Chancey, Jr. (Order) Release No. 34-92460, AAER-4230
Date: July 20, 2021	Respondents: Shaun Greenwald, CPA Release No. 34-92447, AAER-4227
Date: July 13, 2021	Respondents: Stockman Kast Ryan & Co. LLP. Ellen S. Fisher, CPA; Kast, David H., CPA Release No. 34-92382, IA-5773, AAER-4226 See Also: Administrative Summary
Date: July 13, 2021	Respondents: Chancey, Paul L. Jr., CPA Release No. 34-92378, AAER-4225 See Also: Administrative Summary
Date: July 9, 2021	Respondents: PLS,, CPA a Professional Corporation Pls a/k/a, CPAS Park, Chang G., CPA Park, a/k/a Changgeun Lee, Joseph Yongyun, CPA Lee, a/k/a Yong Yun Lee, Juchi, CPA Fernandez, a/k/a Juchi Lee Lee, Ju-Chi Lee, Ju Chi Lee, Sue Release No. 34-92361, AAER-4224 See Also: Administrative Summary
Date: June 1, 2021	Respondents: Christopher E. Knauth, CPA (Order) Release No. 34-92076, AAER-4223
Date: May 24, 2021	Respondents: PLS, CPA, et al. (Order) Release No. 34-91983, AAER-4222
Date: May 7, 2021	Respondents: Christopher E. Knauth, CPA (Order) Release No. 34-91799, AAER-4221
Date: May 3, 2021	Respondents: Under Armour, Inc. Release No. 33-10940, 34-91741, AAER-4220
Date: April 29, 2021	Respondents: Trutankless, Inc. Release No. 34-91716, AAER-4213
Date: April 29, 2021	Respondents: Daniels Corporate Advisory Company, Inc. Release No. 34-91722, AAER-4218
Date: April 29, 2021	Respondents: Asta Funding, Inc. Release No. 34-91718, AAER-4215
Date: April 29, 2021	Respondents: Fortem Resources, Inc. Release No. 34-91715, AAER-4212
Date: April 29, 2021	Respondents: Rokk3r, Inc. Release No. 34-91721, AAER-4217
Date: April 29, 2021	Respondents: ShiftPixy, Inc. Release No. 34-91717, AAER-4214
Date: April 29, 2021	Respondents: HQDA Elderly Life Network, Inc. (Corrected) Release No. 34-91723, AAER-4219
Date: April 29, 2021	Respondents: Igen Networks Corp. Release No. 34-91719, AAER-4216
Date: April 20, 2021	Respondents: Christopher E. Knauth, CPA (Order) Release No. 34-91615, AAER-4211
Date: April 19, 2021	Respondents: Martin Silver, CPA Release No. IA-5723, AAER-4210
Date: April 12, 2021	Respondents: Ernst & Young LLP, Craig R. Fronckiewicz, CPA, and Sarah E. Adams, CPA Release No. 34-91536, AAER-4208
Date: April 12, 2021	Respondents: Christopher E. Knauth, CPA (Order Regarding Service) Release No. 34-91540, AAER-4209
Date: April 5, 2021	Respondents: Knauth, Christopher E., CPA Release No. 34-91475, AAER-4207
Date: March 22, 2021	Respondents: Gregory A. Wahl, CPA Michael Deutchman, CPA and Georgia Chung, CPA (Order Granting Petition for Review and Scheduling Briefs) Release No. 34-91381, AAER-4206
Date: Feb. 23, 2021	Respondents: Christopher L. Stanley, CPA Release No. 34-91185, AAER-4204
Date: Feb. 23, 2021	Respondents: Jennifer M. Stewart, CPA Release No. 34-91186, AAER-4205
Date: Feb. 16, 2021	Respondents: Edward T. Kelly, CPA Release No. 34-91131, AAER-4203
Date: Feb. 2, 2021	Respondents: Joseph Jackson and Colm Callan Release No. 33-10925, 34-91042, AAER-4202
Date: Jan. 8, 2021	Respondents: Deutsche Bank AG Release No. 34-90875, AAER-4201 See Also: Administrative Summary
Date: Dec. 17, 2020	Respondents: Mancera, et al. Release No. 34-90699, AAER-4198 See Also: Administrative Summary
Date: Dec. 17, 2020	Respondents: Jason Boling, CPA Release No. 34-90716, AAER-4200 See Also: Administrative Summary
Date: Dec. 17, 2020	Respondents: Laksha Bohra Release No. 34-90696, AAER-4197
Date: Dec. 17, 2020	Respondents: Apex Global Brands Inc. Release No. 33-10907, 34-90714, AAER-4199 See Also: Administrative Summary