Other Large Trader Information Dec. 11, 2019 Form 13H Organization Chart EDGAR Quick Reference Guide Exemptive Order (October 31, 2017) Exemptive Order (October 30, 2015) Exemptive Order (August 8, 2013) Exemptive Order (April 3, 2013) Exemptive Order (April 20, 2012) Adopting Release (July 27, 2011) Proposing Release (April 14, 2010) Modified: Dec. 16, 2019