Other
No-Action Letters and Staff Interpretive Guidance
- Application of Antifraud Provisions to Public Statements of Issuers and Obligated Persons of Municipal Securities in the Secondary Market: Staff Legal Bulletin No. 21 (OMS) (Feb. 7, 2020)
- OMS Letter to the MSRB Regarding ABLE Accounts (Mar. 31, 2016)
- Registration of Municipal Advisors Frequently Asked Questions (Sept. 20, 2017)
- No-Action Letter Regarding NetRoadshow, Inc. (Jan. 29, 2013)
- No-Action Letter Regarding Bloomberg L.P. (Jun. 10, 2009)
- No-Action Letter Regarding DPC Data Inc. (Jun. 10, 2009)
- No-Action Letter Regarding Interactive Data Corporation (Jun. 10, 2009)
- No-Action Letter Regarding Digital Assurance Certification L.L.C (Jun. 10, 2009)
- No-Action Letter Regarding S&P Securities Evaluations, Inc. (Jun. 10, 2009)
- Withdrawal of NRMSIR No-Action Letters (Jun. 2009)
- No-Action Letter Regarding Municipal Auction Rate Securities (Mar. 14, 2008)
- Interpretive Letter Regarding Texas Mac and DisclosureUSA (Oct. 3, 2007)
- No-Action Letter Regarding the State of Oregon Outgoing (Oct. 4, 2005)
- No-Action Letter Regarding the State of Oregon Incoming (Sept. 30, 2005)
- Interpretive Letter Regarding Texas MAC and DisclosureUSA (Sept. 7, 2004)
- No-Action Letter Regarding Kentucky Public Employees' Deferred Compensation Authority (Jul. 8, 2002)
- No-Action Letter Regarding Digital Assurance Certification L.L.C (Sept. 21, 2001)
- No-Action Letter Regarding Dominion Resources, Inc. (Mar. 7, 2000)
- "NABL 2" Interpretive Letter (Sept. 19, 1995)
- "NABL 1" Interpretive Letter (Jun. 23, 1995)
- R.V. Norene & Associates, Inc. Clarification Letter (May 4, 1995)
- No-Action Letter Regarding Dominion Resources, Inc. (Jul. 23, 1985)
Modified: Feb. 10, 2020