This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-08-15, S7-04-18 |
Rulemaking:Investment Company Reporting Modernization
Investment Management
|
Status:
Final
Rule
Form N-1A; Correction
33-10577
|
Issue Date: | File Number:S7-08-15 |
Rulemaking:Optional Internet Availability of Investment Company Shareholder Reports
Investment Management
|
Status:
Final
Rule
Optional Internet Availability of Investment Company Shareholder Reports
33-10506
|
Issue Date: | File Number:S7-08-15 |
Rulemaking:Investment Company Reporting Modernization
Investment Management
|
Status:
Final
Rule
Investment Company Reporting Modernization
33-10442,
33-9776,
33-10231,
34-82241,
IC-32936
|
Issue Date: | File Number:S7-08-15 |
Rulemaking:Investment Company Reporting Modernization
Investment Management
|
Status:
Final
Rule
Investment Company Reporting Modernization
33-10231,
33-9776, 33-10442, 34-79095,
IC-32314
|
Issue Date: | File Number:S7-16-15, S7-08-15 |
Rulemaking:Investment Company Liquidity Risk Management Programs
Investment Management
|
Status:
Proposed
Rule
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
33-9922,
IC-31835
|
Issue Date: | File Number:S7-08-15 |
Rulemaking:Investment Company Reporting Modernization
Investment Management
|
Status:
Proposed
Rule
Investment Company Reporting Modernization
33-9776,
33-10231,
34-75002,
IC-31610
|
Displaying 1 - 16 of 16
Modified: Feb. 20, 2024