This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-30-97 | Rulemaking:OTC Derivatives Dealers; Correction |
Status:
Final
Rule
OTC Derivatives Dealers; Correction
34-40594a,
34-39454,
34-39455,
34-39456,
34-39704,
34-40594
|
Issue Date: | File Number:S7-30-97 | Rulemaking:OTC Derivatives Dealers |
Status:
Final
Rule
OTC Derivatives Dealers
34-40594
|
Issue Date: | File Number:S7-30-97, S7-31-97, S7-32-97 | Rulemaking:OTC Derivatives Dealers; Correction |
Status:
Concept
Release
OTC Derivatives Dealers, Net Capital Rule
34-39704,
34-39454,
34-39455,
34-39456
|
Issue Date: | File Number:S7-30-97, S7-31-97, S7-32-97 | Rulemaking:OTC Derivatives Dealers; Correction |
Status:
Proposed
Rule
OTC Derivatives Dealers, Net Capital Rule
34-39704,
34-39454,
33-39455
|
Issue Date: | File Number:S7-30-97 | Rulemaking:OTC Derivatives Dealers; Correction |
Status:
Proposed
Rule
OTC Derivatives Dealers
34-39454
|
Displaying 1 - 15 of 15
Modified: Feb. 20, 2024