This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-40-11 |
Rulemaking:Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants
Trading and Markets
|
Status:
Final
Rule
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants
34-75611
|
Issue Date: | File Number:S7-02-13, S7-34-10, S7-40-11 |
Rulemaking:Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities; Republication
Trading and Markets
|
Status:
Proposed
Rule
Cross-Border Security-Based Swap Activities; Re-Proposal of Regulation SBSR and Certain Rules and Forms Relating to the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
34-69490
|
Issue Date: | File Number:S7-27-10, S7-32-10, S7-34-10, S7-35-10, S7-43-10, S7-03-11, S7-06-11, S7-08-11, S7-25-11, S7-40-11, S7-05-12, S7-08-12 |
Rulemaking:Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Trading and Markets
|
Status:
Proposed
Rule
Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
34-69491
|
Issue Date: | File Number:S7-40-11 |
Rulemaking:Pay Ratio Disclosure
Corporation Finance
|
Status:
Proposed
Rule
Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
34-65543
|
Displaying 1 - 4 of 4
Modified: Feb. 20, 2024