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Investment Advisers Act Applications, Notices and Orders Archive: 2010
July 28, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
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Chronological List
Release No. | Date | Details |
---|---|---|
803-200 | ||
IA-2988 | Feb. 26, 2010 | BlackRock, Inc. (Order) |
803-200 | ||
IA-2971 | Jan. 4, 2010 | BlackRock, Inc. (Notice) |
IAA File Number List
Release No. | Date | Details |
---|---|---|
803-200 | ||
IA-2988 | Feb. 26, 2010 | BlackRock, Inc. (Order) |
IA-2971 | Jan. 4, 2010 | BlackRock, Inc. (Notice) |
Modified: July 28, 2023