This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-01-19 |
Rulemaking:Solicitations of Interest Prior to a Registered Public Offering
Corporation Finance, Investment Management
|
Status:
Final
Rule
Solicitations of Interest Prior to a Registered Public Offering
33-10699
|
Issue Date: | File Number:S7-01-19 |
Rulemaking:Solicitations of Interest Prior to a Registered Public Offering
Corporation Finance, Investment Management
|
Status:
Proposed
Rule
Solicitations of Interest Prior to a Registered Public Offering
33-10607
|
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Modified: Feb. 20, 2024